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Commercial Lease Bonds

What is a Commercial Lease Bond?

Tenants entering into a commercial lease typically have to provide some form of surety to the landlord to cover the risk of their defaulting on the lease or the landlord having to ‘make good’ the premises, before offering the premises to the market.

The surety amount is usually the equivalent of 3+ months rent and outgoings. In the past, the surety was typically in the form of a bank guarantee.

Financial institutions only issue bank guarantees if they have some form of security i.e., cash in a secured term deposit account or a line of credit/overdraft secured against assets. Either way, working capital is being tied up.

Commercial Lease Bonds replace the need to provide bank guarantees. Commercial Lease Bonds are issued by a leading rated insurance company (the ‘guarantor’) on an ‘unsecured’ basis. Working capital is released to either pay down debt or be put to better use in the business. In addition, Commercial Lease Bonds are financially treated as being ‘off balance sheet’, so company financials are enhanced and the businesses ability to further borrow, is reduced by the amount of the Commercial Lease Bond.

To better understand the complete process, refer ‘What happens if a default occurs?’ below.

Can you provide an indicative example?

A landlord seeks a $50,000 surety (representing 3 months rent and outgoings) for a 5 year lease.

The Commercial Lease Bond Fee, payable in full upfront, is $5,675 (based on this example – variations will occur based on the amount of the bond and the duration), including a non-refundable Application Fee of $550 (includes GST). This averages out to $1,135 per annum. The fee is tax deductible.

Using current cash market rates (April 08), investing the freed up working capital ($50,000.00) could generate a return of approximately $4,000.00 per annum. This level of return ignores the ‘opportunity cost’ of the freed up working capital being used by the business to pay down debt or purchase more inventory and generate higher sales etc. The ‘opportunity cost’ will vary from business to business.

Can you summaries overall benefits?

For the Tenant:

  • Working capital is freed up.
  • Bonds are an ‘off balance sheet” item, freeing up further capital reserves for the business.
  • ‘Once only, upfront’ premium that covers the period of the lease, plus the premium is tax deductible.
  • Bonds are issued for the period of the commercial lease. No revisiting of paperwork during the lease period.

For the Landlord:

  • As good as cashasa surety depositfor thecommercial lease.
  • Issued for the entire period of the commercial lease.
  • Can be called if a default occurs during the period of the lease or, following expiry of the lease, the tenant fails to ‘make good’ the premises to the pre-agreed standard.
  • Importantly, not currently subject to the jurisdiction of bankruptcy courts, i.e., if a default occurs, the proceeds from a Commercial Lease Bond can’t be clawed back by the receivers, as is the case with a bank guarantee.

For both:

  • Whilst the issue of surety is sorted as part of the commercial lease contract negotiation, it’s in the tenant’s and landlord’s interests to allow replacement of a surety with a Commercial Lease Bond. The tenant’s financial strength is enhanced and the landlord’s financial position is strengthened by avoiding the jurisdiction of the bankruptcy courts, as well as having a bond that is the same as holding cash. The tenant may have to reimburse the landlord’s legal costs to have the current commercial lease agreement amended to note acceptance of an ‘insurance bond’, rather than purely a bank guarantee.

When does the Commercial Lease Bond terminate?

  • 180 days after the commercial lease agreement has expired;
  • When the guarantor (the insurer) pays a claim; or
  • The landlord terminates or rescinds the contract.

Are landlord’s willing to accept the Commercial Lease Bonds?

Whilst Commercial Lease Bonds have been around for years, insurers have typically focused on the larger corporations. Several more insurers have entered the market more recently, with a focus on the small-medium sized business sector.

The insurers are leading, credit rated Australian or global brands and, as with other financial institutions, are APRA licensed. There’s no reason for a commercial landlord to differentiate between the credit worthiness of bank or insurer issued ‘sureties’.

As Deposit Bonds (used for real estate purchases) required a ‘mind shift’, the same applies to Commercial Lease Bonds. More and more parties involved in commercial leasing are becoming aware of or more comfortable with the concept of Commercial Lease Bonds. We’re seeing more and more commercial lease contract documents stating that ‘insurance bonds’ are an acceptable form of surety.

It’s largely an awareness and education process, however, ultimately it’s at the Landlord’s discretion whether or not to accept a Commercial Lease Bond.

Having said that, it seems rather shortsighted that a landlord will happily place $5M, $10M, $25M Property Insurance (‘short tail risk exposure’) or indeed, $5M, $10M, $25M Public Liability Insurance (‘long tail risk exposure’) with an Australian Prudential Regulatory Authority (APRA) approved and licensed Australian insurer, yet, question the security of the same insurers over a $50K, $100K or $250K insurance bond. APRA is the same government authority that also approves and licenses Australian financial institutions. Insurers and financiers are similarly regulated.

What occurs if the tenant defaults on the commercial lease agreement?

The landlord will claim against the Commercial Lease Bond by calling on the guarantor (the insurer) to release the bond amount to the landlord.

The guarantor (the insurer) will then seek recovery from the applicant or any party acting as guarantee to recover the bond amount paid to the landlord, plus any associated costs.

Service Guarantee

Commercial Lease Bonds applications will be assessed within 3 business days from the receipt of all necessary documentation.

We’ll advise the insurance broker if the applicant has been successful or otherwise.

If the applicant wishes to proceed we must receive ‘cleared’ funds before issuing the insurance bond.

If we don’t use the Commercial Lease Bond, are we entitled to a refund?

Yes, if you do not use the bond and return it within 30 days of issue, we will refund the premium paid, less the non-refundable $550 (including GST) administration fee.

What if the landlord won’t accept the Commercial Lease Bond because of an error on the bond?

If it’s our error, we’ll replace at no cost, plus send you a bottle of wine. If it’s your error, a replacement fee of $110 (including GST) applies, and we get to drink the bottle of wine.